Disclosures

Disclosure Library

Regulatory disclosures, relationship summaries, and policies for Stirlingshire BD LLC, Stirlingshire RIA LLC, and our clearing firm.

Stirlingshire BD LLC & Stirlingshire RIA LLC

Disclosures applicable to both entities

Business Continuity PlanPDF Customer Identification ProgramPDF

Stirlingshire BD LLC

Brokerage

Client Relationship Summary (Form CRS)PDF Fee SchedulePDF Platform DisclosuresPDF Inverse / Leveraged Exchange-Traded FundsPDF Order Execution & PFOF DisclosurePDF Margin DisclosurePDF Fully Paid Stock Lending DisclosurePDF Rule-606-data Privacy PolicyPDF Use Risk DisclosurePDF FINRA BrokerCheck

Stirlingshire RIA LLC

Investment Adviser

SEC Adviser Information — Form ADV Client Relationship Summary (Form CRS)PDF Privacy PolicyPDF Investment Advisory ContractPDF

Apex Clearing Corporation

Custodian & clearing firm

Apex Clearing Disclosures

Advisory Services are offered through Stirlingshire RIA LLC, an Investment Adviser registered with the U.S. Securities and Exchange Commission. Brokerage Services are offered through Stirlingshire BD LLC, a Broker-Dealer registered with the SEC and a member of FINRA and SIPC. Stirlingshire RIA LLC and Stirlingshire BD LLC are wholly owned subsidiaries of Stirlingshire Investments, Inc. If you have questions about any document in this library, please contact us.